Disclosure Notices
Important Disclosure Brochure (ADV Part II)
Fiduciary Pledge
Code of Ethics
Business Continuity Plan
Safeguarding Against Financial Exploitation Policy
SMS/Text Disclosure
You agree to receive informational messages (appointment reminders, account notifications, newsletter alerts etc) from Jersey Shore Financial Advisors LLC. Message frequency will vary. Message and data rates may apply. Carriers are not liable for delayed or undelivered messages.
You can cancel SMS service at any time. Just reply STOP. Once you reply STOP to us, we will send a message to confirm that you have been unsubscribed. After this, you will no longer receive SMS messages from us.
If you want to join again, just sign up as you did the first time and we will start sending SMS messages to you again. If you are experiencing issues with the messaging program you can reply with the word HELP for more assistance, or you can get help directly at tduffy@jerseyshorefa.com.
If you have any questions regarding privacy, please read our privacy policy here
SAFE Act
The SAFE Act requires financial professionals, including state-registered investment advisers, to promptly notify the Bureau of Securities and county adult protective services if they reasonably believe that a senior or vulnerable investor is being financially exploited.
More information may be found at:
https://www.njconsumeraffairs.gov/bos/Pages/SAFE.aspx
Firm principal, T. Duffy has completed the training to identify, report, and hopefully stop financial exploitation.
Find our policy here
In the event the firm/advisor has reasonable cause to believe, suspect, or when actual knowledge exists that a client has been financially exploited, or that exploitation is imminent, the advisor shall promptly notify the NJ Bureau of Securities and Adult Protective Services and the applicable county adult protective services a report will be made to NJSAFEReporting@dca.njoag.gov or online using this form.