SAFE Act

The SAFE Act requires financial professionals, including state registered investment advisers, to promptly notify the Bureau of Securities and county adult protective services if they reasonably believe that a senior or vulnerable investor is being financially exploited.

More information may be found at:

https://www.njconsumeraffairs.gov/bos/Pages/SAFE.aspx

Firm principal, T. Duffy has completed the training to identify, report and hopefully stop financial exploitation.

Find our policy here

In the event the firm/advisor has reasonable cause to believe, suspect, or when actual knowledge exists that a client has been financially exploited, or that exploitation is imminent, the advisor shall promptly notify the NJ Bureau of Securities and Adult Protective Services and the applicable county adult protective services.

a report will be made to

NJSAFEReporting@dca.njoag.gov

or online using the this form.